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Annette Forminio
Work history
LPL Financial
Senior Vice President, Head of Professional PracticesCurrent (almost 4 years)AIG
Managing Director - General Insurance Tech AuditMar 2018 - Aug 2021 (over 3 years)AIG
Head of Professional Practices - Internal AuditAug 2016 - Mar 2019 (over 2 years)AIG
Technology AuditOct 2012 - Aug 2016 (almost 4 years)DTCC
Director - Applications AuditMay 2009 - Oct 2012 (over 3 years)Morgan Stanley
VP, Internal AuditOct 2008 - May 2009 (7 months)Lehman Brothers
Vice President, Corporate AuditOct 2005 - Oct 2008 (about 3 years)Morgan Stanley
Vice President, AuditJan 1997 - Sep 2005 (over 8 years)The Chase Manhattan Bank
Programmer Analyst, Financial SystemsJun 1994 - Jan 1997 (over 2 years)
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Description
LPL Financial is a leader in the retail financial advice market and the nation's largest independent broker/dealer*. We serve independent financial advisors and financial institutions, providing them with the technology, research, clearing and compliance services, and practice management programs they need to create and grow thriving practices. LPL enables them to provide personalized guidance to millions of American families seeking wealth management, retirement planning, financial planning and asset management solutions. LPL.com Securities and Advisory Services offered through LPL Financial. A registered investment advisor, Member FINRA/SIPC. Follow us on Twitter @lpl. • Third party posts found on this profile do not reflect the views of LPL and have not been reviewed by LPL as to accuracy or completeness.
Company phone+18008777210
Company websitelpl.com
LocationSan Diego, California, United States, 4707 Executive Drive
Market cap23.5B
Industryfinancial services
Employees13000
Founded at1989
Exchangenasdaq
SymbolLPLA
Annual revenue10.7B
Twittertwitter.com/LPL
LinkedInlinkedin.com/company/lpl-financial
Facebookfacebook.com/LPLFinancialLLC/
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